January 27, 2019 By: Shelley C. Koltnow, Principal Consultant, IntraVires Health Compliance Consultants Miller Beach, IN INSIGHTS INTO A FRAUD – WHAT HAPPENED AT ROCK CAPITAL MARKETS? On January 15, 2019, Thomas C. Lindstrom woke up, went to court, and under a plea arrangement with the U.S. Attorney’s Office in Chicago, pled guilty to one criminal count of wire fraud, ended a years-long investigation, and received a five-year, federal prison sentence (with a two-year supervised release afterward). The Path to…